Log In | Subscribe | |

20170720 - Financial Sector Quickies

Singapore - MAS issues "Guidance on Insurers' Own Risk and Solvency Assessments
"

http://www.mas.gov.sg/~/media/... Information Paper Guidance on ORSA July 2017.pdf


 

USA: FINRA Annual Financial Report for 2016

https://www.finra.org/about/an...


 

SEC Approves FINRA ‘‘Pay-To-Play’’ and Related Rules

https://www.finra.org/industry...


 

Dubai: DFSA Alerts the Financial Services Community and Members of the Public to False Claims made by Mazyad Capital LLC.

http://www.dfsa.ae/MediaReleas...


 

Dubai: DFSA Alerts the Financial Services Community and Members of the Public to False Claims Made by Mr David Harding and Harding Capital Group.

http://www.dfsa.ae/MediaReleas...


 

 


 

Click the Ad: the link opens in a new page