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20170720 - Financial Sector Quickies

Singapore - MAS issues "Guidance on Insurers' Own Risk and Solvency Assessments
"

http://www.mas.gov.sg/~/media/... Information Paper Guidance on ORSA July 2017.pdf

 

USA: FINRA Annual Financial Report for 2016

https://www.finra.org/about/an...

 

SEC Approves FINRA ‘‘Pay-To-Play’’ and Related Rules

https://www.finra.org/industry...

 

Dubai: DFSA Alerts the Financial Services Community and Members of the Public to False Claims made by Mazyad Capital LLC.

http://www.dfsa.ae/MediaReleas...

 

Dubai: DFSA Alerts the Financial Services Community and Members of the Public to False Claims Made by Mr David Harding and Harding Capital Group.

http://www.dfsa.ae/MediaReleas...