| | | Effective PR


The USA's Securities and Exchange Commission has issued civil proceedings against five broker-dealers, three dually registered broker-dealers and investment advisers, and two affiliated investment advisers for widespread and longstanding failures to maintain and preserve electronic communications. Settlements have been agreed.

Further reading:
Previous action against big name institutions

The question of use of personal devices for regulated communications is not as simple as it seems.

BIScom Subsection: 

It would be the most anticipated mobile phone launch - bar none - if Samsung wasn't such a media tart that it places PR stories across the spectrum of press and lazy bloggers pounce on their every word, "revealing" "leaks" and providing fodder for indiscriminate search engines that these days are seemingly just as likely to be seeing requests for information on the company's products as they are for porn.

CoNet Section: